Client Readiness Levels
Our platform scales from startup to institutional requirements
Startups
Basic compliance requirements
- Automated KYC/KYB
- Basic AML checks
- Fraud detection signals
- Simple decision logic
Mid-Tier Investment Firms
Documented policies & audit trails
- Configurable Decision Engine
- Manual escalation workflows
- Complete audit trails
- Repeatable decisions
- Case management
Hedge Funds
Full institutional compliance
- Sanctions & PEP screening
- Beneficial ownership clarity
- Ongoing monitoring
- Human oversight workflows
- Explainable decisions
- Formal reporting
Core Compliance Infrastructure
The control system that turns signal providers into institutional-grade compliance
Decision Engine
Configurable rules and thresholds that consume provider signals and produce deterministic decisions.
- • Approved
- • EDD Required
- • Rejected
Case Management
Human governance layer with case creation, assignment, notes, and approval hierarchy.
- • Analyst assignment
- • SLA tracking
- • Override with justification
- • Approval workflows
Ongoing Monitoring
Scheduled re-checks with change detection and alerting for continuous compliance.
- • Daily/weekly/monthly checks
- • Director changes
- • Sanctions updates
- • Adverse media alerts
Audit & Reporting
LP-ready reports with decision rationale, provider attribution, and full audit trails.
- • Due diligence reports
- • Decision summaries
- • PDF & JSON export
- • Regulator-ready format
What Auditors & LPs Will Ask
Our platform provides clear answers to every audit question
QHow do you decide approve vs reject?
Configurable decision engine with explicit rules, thresholds, and deterministic outcomes. Every decision is logged with full rationale.
QWho reviews exceptions?
Case management system with analyst assignment, SLA tracking, approval hierarchy, and override justification requirements.
QHow do you track changes over time?
Ongoing monitoring with scheduled re-checks, baseline comparison, and automated alerting for any detected changes.
QCan you reproduce a decision from six months ago?
Immutable audit logs store the exact provider signals, rules evaluated, and decision rationale for every decision made.
QWhat happens when a provider changes data?
Change detection compares new data against baselines, generates alerts, and triggers case creation for human review.